Fiduciary Programs

As a retirement plan sponsor, you assume significant fiduciary responsibility for plan investment strategy. We offer 3(21) Investment Fiduciary Advisory Services and 3(38) Investment Management Services to simplify your duties and reduce risks and liabilities with your investment lineup.

Key benefits

  • Simplifies plan administration and your investment responsibilities, in compliance with ERISA
  • Ensures suitable fund diversification so employees have appropriate options
  • Allows you to better manage your risks and avoid personal liability for failing to meet fiduciary standards
  • Provides flexibility, with investment fiduciary options to help you do it yourself (3(21) Advisory Services) or to do it for you (3(38) Investment Management Services)
Take your Ascensus plan to the next level
Contact us
Contact a Total Growth Consultant 833-862-1122

Neither the material contained herein nor in our website is intended to be, or construed as, an offer to sell or a solicitation to purchase any securities product. No person has been authorized to make recommendations or provide investment advice on behalf of Ascensus, LLC, with respect to any securities product, and nothing herein or as presented on our website is intended to serve as a recommendation or investment advice.

Based on your broker-dealer firm, institutional partner arrangement, and/or selling preferences, some program features may not apply.